The client did not have internal expertise to design the compliance management system required by its new national bank partner.
Bridgeforce evaluated end-to-end processes, identifying key steps and applicable regulatory touch points. With a clear understanding of the client’s business model, designed a compliance management system and control framework, along with enhancement opportunities.
A non-bank fin-tech lender sought to design a Compliance Management System (CMS) to effectively define, assess, prevent, detect and correct compliance risk in advance of an impending partnership with a national bank.
Bridgeforce assessed the operation and existing controls to create the design for an appropriate CMS model along with an enhancement plan and implementation roadmap. Specifically, Bridgeforce was engaged to: